G•••••• S•••• L••••••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Jun 29, 2026 · Noblesville, In
• H••••••••• F•••••••• A••••••• BD affiliated current
  since Feb 28, 2014 · Noblesville, In
• F•••• T•••• S••••••••• I••• BD affiliated
  Apr 20, 2011 to Feb 14, 2014 · Brownsburg, In
• K•• I••••••••• S••••••• L•• BD affiliated
  Aug 6, 2008 to Apr 4, 2011 · Dayton, Oh
• C•••• I••••••••• S••••••• C•••• former
  Jun 9, 2008 to Aug 1, 2008 · Carmel, In

• F•••• T•••• S••••••••• I••• to H••••••••• F•••••••• A•••••••
  left Feb 14, 2014, registered Feb 28, 2014 (14 days) · Other
• K•• I••••••••• S••••••• L•• to F•••• T•••• S••••••••• I•••
  left Apr 4, 2011, registered Apr 20, 2011 (16 days) · Other
• C•••• I••••••••• S••••••• C•••• to K•• I••••••••• S••••••• L••
  left Aug 1, 2008, registered Aug 6, 2008 (5 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address