RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M• L•••••••
- C•••••• B••••• A••••••• independent RIA currentsince Jan 24, 2025 · Milford, Ct
- T••••••••• W•••••• L•• formerJun 5, 2018 to Jan 28, 2025 · Milford, Ct
- B•••••• otherAug 4, 2016 to Jun 8, 2018 · Milford, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 6, 2007 to Jan 24, 2012 · New Haven, Ct
- T••••••••• W•••••• L•• to C•••••• B••••• A•••••••left Jan 28, 2025, registered Jan 24, 2025 (-4 days) · RIA to RIA · moved with a team
- B•••••• to T••••••••• W•••••• L••left Jun 8, 2018, registered Jun 5, 2018 (-3 days) · RIA to a newly registered adviser · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••••••left Jan 24, 2012, registered Aug 4, 2016 (1654 days) · Other
- J••• M• L••••••• left T••••••••• W•••••• L•• for C•••••• B••••• A••••••• (registered 2025-01-24)Jan 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address