DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Firm absorbed
7 advisors left T••••••••• W•••••• L•• for C•••••• B••••• A•••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Dana Rose Mascalo | Milford, Ct | Jan 28, 2025 | Jan 24, 2025 |
| Eric Joseph Passeri | Milford, Ct | Jan 28, 2025 | Jan 27, 2025 |
| James Andrew Betzig | Milford, Ct | Jan 28, 2025 | Jan 24, 2025 |
| Jana M L'Etoile | Milford, Ct | Jan 28, 2025 | Jan 24, 2025 |
| Joseph Robert Romano | Milford, Ct | Jan 28, 2025 | Jan 24, 2025 |
| Lise Marie Robinson | Milford, Ct | Jan 28, 2025 | Jan 27, 2025 |
| Matthew Charles Coutcher | Milford, Ct | Jan 28, 2025 | Jan 24, 2025 |
| Michael Francis Mahoney | Milford, Ct | Jan 28, 2025 | Jan 17, 2025 |
The rule
- Registrations ended
- Jan 28, 2025
- Registered next
- Jan 24, 2025 to Jan 27, 2025
- Branch state
- CT
- Cities
- 1, most in Milford, Ct
- Registered there that day
- 10 (people still on IAPD; an estimate)
- Share of that headcount
- 70%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.