RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• A•••• L•••
- C••••••••• W•••••• L•• independent RIA currentsince Apr 3, 2025 · Overland Park, Ks
- V•• A••••••• S••••••• formerApr 27, 2012 to Dec 31, 2014 · Overland Park, Ks
- U••• F•••••••• P••••••• S••••••• formerJul 10, 2009 to May 13, 2010 · San Antonio, Tx
- V•• A••••••• S••••••• formerFeb 3, 2003 to Jun 19, 2009 · Overland Park, Ks
- V•• A••••••• S••••••• to C••••••••• W•••••• L••left Dec 31, 2014, registered Apr 3, 2025 (3746 days) · Other
- U••• F•••••••• P••••••• S••••••• to V•• A••••••• S•••••••left May 13, 2010, registered Apr 27, 2012 (715 days) · Other
- V•• A••••••• S••••••• to U••• F•••••••• P••••••• S•••••••left Jun 19, 2009, registered Jul 10, 2009 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address