RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• M• F••••
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Jun 2, 2025 · Metarie, La
- A•••••• R••••••• C•••••• i••••••••• wealthMay 19, 2021 to May 30, 2025 · Metairie, La
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 19, 2013 to May 14, 2021 · Metairie, La
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 11, 2013 to May 22, 2013 · Metarie, La
- A•••••• R••••••• C•••••• to I••••••••• A•••••• A•••••••• L••left May 30, 2025, registered Jun 2, 2025 (3 days) · Other · moved with a team
- M•• I•••••••• S•••••••• L•• to A•••••• R••••••• C••••••left May 14, 2021, registered May 19, 2021 (5 days) · Affiliated broker-dealer or bank to another
- N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••left May 22, 2013, registered Aug 19, 2013 (89 days) · Other
- M••••• M• F•••• left A•••••• R••••••• C•••••• for I••••••••• A•••••• A•••••••• L•• (registered 2025-06-02)May 30, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address