RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• N••••• M•••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince May 31, 2016 · Orlando, Fl
- U••••• B•••••••• S••••••• I•• BD affiliatedNov 23, 2005 to Dec 14, 2015 · Bethesda, Md
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedFeb 6, 2004 to Nov 16, 2005 · Gaithersburg, Md
- M••••• S•••••• D• I••• unclassifiedSep 26, 2002 to Jan 26, 2004 · Washington, Dc
- U••••• B•••••••• S••••••• I•• to S••••• W••••• A•••••••• I•••left Dec 14, 2015, registered May 31, 2016 (169 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to U••••• B•••••••• S••••••• I••left Nov 16, 2005, registered Nov 23, 2005 (7 days) · Other
- M••••• S•••••• D• I••• to U•••• F•••••••• S••••••• G••••• I•••left Jan 26, 2004, registered Feb 6, 2004 (11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address