DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••• O••••

O•••• A••••••• S•••••••• L••BD affiliatedSt. Petersburg, Fldual registrantIAPD 4491621

Feed of 09/14/2026

Also filed as J••• Sebastion O••••

At current firm

1 y

since Nov 8, 2024

In the industry

47 y

since Dec 1, 1978 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• A••••••• S•••••••• L•• BD affiliated current
since Nov 8, 2024 · St. Petersburg, Fl
A•••• P•••• A••••••• former
Jun 16, 2020 to Nov 8, 2024 · St. Petersburg, Fl
E•••••••• A•••••••• L•• national BD
May 5, 2017 to Jun 3, 2020 · Bala Cynwyd, Pa
E•••• S••••••••• L•• BD affiliated
Apr 7, 2015 to May 8, 2017 · Bala Cynwyd, Pa
S••••••••• A•••••• A•••••••• I••• former
Jul 10, 2014 to Feb 5, 2015 · Millsboro, De
W•••••• • R••• former
Oct 3, 2007 to Jan 4, 2013 · Plymouth, Mn

Moves

a registration end followed by a registration begin elsewhere

A•••• P•••• A••••••• to O•••• A••••••• S•••••••• L••
left Nov 8, 2024, registered Nov 8, 2024 (0 days) · corporate re-registration, not a move
E•••••••• A•••••••• L•• to A•••• P•••• A•••••••
left Jun 3, 2020, registered Jun 16, 2020 (13 days) · Affiliated broker-dealer or bank to another
E•••• S••••••••• L•• to E•••••••• A•••••••• L••
left May 8, 2017, registered May 5, 2017 (-3 days) · Other
S••••••••• A•••••• A•••••••• I••• to E•••• S••••••••• L••
left Feb 5, 2015, registered Apr 7, 2015 (61 days) · Other
W•••••• • R••• to S••••••••• A•••••• A•••••••• I•••
left Jan 4, 2013, registered Jul 10, 2014 (552 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 47derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address