DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Rolando Jose Ginyovszky
Feed of 09/15/2026
At current firm
4 y
since Jan 28, 2022
In the industry
19 y
since May 11, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Frost Investment Services BD affiliated currentsince Jan 28, 2022 · Houston, Tx
- Frost Investment Services BD affiliatedOct 5, 2017 to Dec 31, 2021 · Houston, Tx
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Jun 3, 2014 · Houston, Tx
- Chase Investment Services Corp. formerJan 5, 2009 to Oct 1, 2012 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Securities LLC to Frost Investment Servicesleft Jun 3, 2014, registered Oct 5, 2017 (1220 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address