G•••• J••••• W•••••

• D••••• F•••••••• P••••••• A••••••• no RAUM current
  since Feb 18, 2021 · Nashville, Tn
• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Mar 1, 2016 · Antioch, Tn
• D••••• F•••••••• P••••••• A••••••• no RAUM
  Dec 18, 2020 to Dec 31, 2020 · Nashville, Tn
• S•••••••• F••••••••• I••• former
  Nov 17, 2014 to Jan 9, 2016 · Nashville, Tn
• W•••••• • R••• former
  Jan 16, 2013 to Oct 15, 2014 · Nashville, Tn
• O•••• F•• I••• former
  Jan 28, 2004 to Oct 15, 2004 · Brentwood , Tn

• S•••••••• F••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Jan 9, 2016, registered Mar 1, 2016 (52 days) · Other · moved with a team
• W•••••• • R••• to S•••••••• F••••••••• I•••
  left Oct 15, 2014, registered Nov 17, 2014 (33 days) · Other
• O•••• F•• I••• to W•••••• • R•••
  left Oct 15, 2004, registered Jan 16, 2013 (3015 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address