RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•• M•• N••
- B••••••••• independent RIA currentsince Jul 11, 2019 · Del Mar, Ca
- V••••• C•••••• formerJul 16, 2019 to Dec 31, 2021 · San Francisco, Ca
- I••••• C••••••• L•• asset managerMay 1, 2015 to Jul 27, 2018 · San Francisco, Ca
- A••• A•••• M••••••••• I••• unclassifiedJul 7, 2006 to Oct 3, 2006 · Birmingham, Al
- W•••• F•••• I••••••••• L•• unclassifiedDec 10, 2002 to Jun 29, 2004 · San Francisco, Ca
- V••••• C•••••• to no registered destinationleft Dec 31, 2021 · Departure, no registered destination
- I••••• C••••••• L•• to B•••••••••left Jul 27, 2018, registered Jul 11, 2019 (349 days) · RIA to RIA
- A••• A•••• M••••••••• I••• to I••••• C••••••• L••left Oct 3, 2006, registered May 1, 2015 (3132 days) · Other
- W•••• F•••• I••••••••• L•• to A••• A•••• M••••••••• I•••left Jun 29, 2004, registered Jul 7, 2006 (738 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address