DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•••••• E••••• D••••

M••••• S••••••wirehousePonte Vedra Beach, Fldual registrantIAPD 4494827

Feed of 09/14/2026

Also filed as Ed D••••

At current firm

1 y

since Jul 29, 2025

In the industry

23 y

since Sep 2, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Jul 29, 2025 · Ponte Vedra Beach, Fl
E•••••• A••••••• G••••• L•• BD affiliated
Dec 18, 2024 to Jul 15, 2025 · Greenwood Village, Co
C•••••••• G••••• M•••••• I••• BD affiliated
Aug 23, 2023 to Apr 19, 2024 · Jacksonville, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to May 14, 2019 · Jacksonville, Fl
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Feb 16, 2006 to Oct 23, 2009 · Charlotte, Nc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 2, 2003 to Nov 10, 2004 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to M••••• S••••••
left Jul 15, 2025, registered Jul 29, 2025 (14 days) · Affiliated broker-dealer or bank to wirehouse
C•••••••• G••••• M•••••• I••• to E•••••• A••••••• G••••• L••
left Apr 19, 2024, registered Dec 18, 2024 (243 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••
left May 14, 2019, registered Aug 23, 2023 (1562 days) · Wirehouse to affiliated broker-dealer or bank
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Nov 10, 2004, registered Feb 16, 2006 (463 days) · Other

Signals

W•••••• E••••• D•••• left E•••••• A••••••• G••••• L•• for M••••• S•••••• (registered 2025-07-29)
Jul 15, 2025 · Advisor changed firm · fact
W•••••• E••••• D•••• left C•••••••• G••••• M•••••• I••• for E•••••• A••••••• G••••• L•• (registered 2024-12-18)
Apr 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address