DFX Intelligence
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Registered advisor
A••• H•••••• L•••••
Feed of 09/14/2026
At current firm
6 y
since Jan 8, 2020
In the industry
24 y
since May 21, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T•• W••••• C••••••••• G•••• independent RIA currentsince Jan 8, 2020 · San Diego, Ca
- M•• F•••••••• S•••••••• I••• formerDec 14, 2006 to Dec 22, 2014 · San Diego, Ca
- S••••••• F•••••••• S•••••••• I••• formerJul 3, 2002 to Dec 19, 2006 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to T•• W••••• C••••••••• G••••left Dec 22, 2014, registered Jan 8, 2020 (1843 days) · Other
- S••••••• F•••••••• S•••••••• I••• to M•• F•••••••• S•••••••• I•••left Dec 19, 2006, registered Dec 14, 2006 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address