RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J••••• B••••
- T•• W••••• B•••• G••••• L•• independent RIA currentsince May 20, 2020 · Creve Coeur, Mo
- R•• A•••••••• L•• independent RIAAug 11, 2014 to Sep 4, 2020 · Creve Coeur, Mo
- L•• F•••••••• L•• BD affiliatedDec 8, 2010 to Oct 28, 2015 · Creve Coeur, Mo
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerOct 22, 2007 to Dec 8, 2010 · Crystal City, Mo
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedMar 20, 2007 to Oct 22, 2007 · Festus, Mo
- R•• A•••••••• L•• to T•• W••••• B•••• G••••• L••left Sep 4, 2020, registered May 20, 2020 (-107 days) · RIA to a newly registered adviser · moved with a team
- L•• F•••••••• L•• to R•• A•••••••• L••left Oct 28, 2015, registered Aug 11, 2014 (-443 days) · Other · moved with a team
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to L•• F•••••••• L••left Dec 8, 2010, registered Dec 8, 2010 (0 days) · Other
- A••••••• G•••••• S••••••••• I••••••••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Oct 22, 2007, registered Oct 22, 2007 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address