RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R•••••• C•••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Jan 13, 2026 · Flint, Mi
- S••••••• C••••••••• L•• formerOct 1, 2021 to Dec 31, 2025 · Flint, Mi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 18, 2017 to Oct 19, 2021 · Flint, Mi
- S••••••• C••••••••• L•• to B••••• P••••• A•••••••• L••left Dec 31, 2025, registered Jan 13, 2026 (13 days) · RIA to RIA · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••••••• C••••••••• L••left Oct 19, 2021, registered Oct 1, 2021 (-18 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- J••• R•••••• C••• left S••••••• C••••••••• L•• for B••••• P••••• A•••••••• L•• (registered 2026-01-13)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address