RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••• M••••• C••••••
- M••••• S•••••• wirehouse currentsince Sep 23, 2016 · Coral Gables, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 8, 2009 to Sep 30, 2016 · Miami, Fl
- B••••• G••••• A•••• M••••••••• BD affiliatedSep 1, 2009 to Nov 13, 2009 · B•••••, Ma
- S••••••• G•••• C•••••• unclassifiedJan 29, 2008 to Mar 23, 2009 · Miami, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 12, 2002 to Jan 15, 2008 · Miami, Fl
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Sep 30, 2016, registered Sep 23, 2016 (-7 days) · Other · moved with a team
- B••••• G••••• A•••• M••••••••• to C•••••••• G••••• M•••••• I•••left Nov 13, 2009, registered Dec 8, 2009 (25 days) · Other
- S••••••• G•••• C•••••• to B••••• G••••• A•••• M•••••••••left Mar 23, 2009, registered Sep 1, 2009 (162 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• G•••• C••••••left Jan 15, 2008, registered Jan 29, 2008 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address