DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Y•••••• C••••• P•••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSaint Petersburg, Fl dual registrantIAPD 4503424

Feed of 09/14/2026

Also filed as Y•••••• C••••• Cabral

At current firm

0 y

since Jan 29, 2026

In the industry

23 y

since Mar 13, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Jan 29, 2026 · Oviedo, Fl
R•••••• J•••• • A••••••••• I••• national BD
Apr 26, 2022 to Dec 31, 2025 · St. Petersburg, Fl
M•••• • C••••• I•• BD affiliated
Oct 10, 2017 to Apr 5, 2022 · Maitland, Fl
W•••• F•••• A••••••• wirehouse
Dec 16, 2009 to Oct 16, 2017 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Dec 31, 2025, registered Jan 29, 2026 (29 days) · corporate re-registration, not a move
M•••• • C••••• I•• to R•••••• J•••• • A••••••••• I•••
left Apr 5, 2022, registered Apr 26, 2022 (21 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to M•••• • C••••• I••
left Oct 16, 2017, registered Oct 10, 2017 (-6 days) · Other

Signals

Y•••••• C••••• P••••• left M•••• • C••••• I•• for R•••••• J•••• • A••••••••• I••• (registered 2022-04-26)
Apr 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address