DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stacy Ray Brown
Raymond James Financial Services Advisors, IncBD affiliatedCollinsville, Okdual registrantIAPD 4504662
Feed of 09/14/2026
At current firm
7 y
since Jul 31, 2019
In the industry
24 y
since Apr 18, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Jul 31, 2019 · Collinsville, Ok
- Prospera Financial Services, Inc. BD affiliatedApr 25, 2011 to Jul 31, 2019 · Dallas, Tx
- Edward Jones national BDMay 3, 2007 to Apr 27, 2011 · Collinsville, Ok
Moves
a registration end followed by a registration begin elsewhere
- Prospera Financial Services, Inc. to Raymond James Financial Services Advisors, Incleft Jul 31, 2019, registered Jul 31, 2019 (0 days) · RIA to affiliated broker-dealer or bank
- Edward Jones to Prospera Financial Services, Inc.left Apr 27, 2011, registered Apr 25, 2011 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address