RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• T••••• D••••
- T• R••• P•••• A••••••••• I••• asset manager currentsince Dec 4, 2014 · Baltimore, Md
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedOct 29, 2014 to Dec 4, 2014 · Baltimore, Md
- B••••••• C•••••• M••••••••• C•••• unclassifiedMar 23, 2004 to Jun 28, 2005 · Owings Mills, Md
- M••••• S•••••• D• I••• unclassifiedJun 10, 2002 to Feb 27, 2004 · Lutherville, Md
- T• R••• P•••• A••••••• S•••••••• I••• to T• R••• P•••• A••••••••• I•••left Dec 4, 2014, registered Dec 4, 2014 (0 days) · Other
- B••••••• C•••••• M••••••••• C•••• to T• R••• P•••• A••••••• S•••••••• I•••left Jun 28, 2005, registered Oct 29, 2014 (3410 days) · Other
- M••••• S•••••• D• I••• to B••••••• C•••••• M••••••••• C••••left Feb 27, 2004, registered Mar 23, 2004 (25 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address