D••••• J•••• M•••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Jun 29, 2026 · Oregon, Oh
• H••••••••• F•••••••• A••••••• BD affiliated current
  since May 31, 2016 · Toledo, Oh
• P•• W••••• M••••••••• BD affiliated
  Apr 20, 2011 to May 12, 2016 · Bryan, Oh
• H••••••••• F•••••••• A••••••• BD affiliated
  Feb 3, 2006 to Apr 4, 2011 · Toledo, Oh
• I••• S••••••••• I••• unclassified
  Apr 4, 2005 to Aug 18, 2005 · Livonia, Mi
• C•••••• O•• S••••••••• I••• unclassified
  Aug 20, 2003 to Feb 4, 2005 · Novi, Mi

• P•• W••••• M••••••••• to H••••••••• F•••••••• A•••••••
  left May 12, 2016, registered May 31, 2016 (19 days) · Other
• H••••••••• F•••••••• A••••••• to P•• W••••• M•••••••••
  left Apr 4, 2011, registered Apr 20, 2011 (16 days) · Other
• I••• S••••••••• I••• to H••••••••• F•••••••• A•••••••
  left Aug 18, 2005, registered Feb 3, 2006 (169 days) · Other
• C•••••• O•• S••••••••• I••• to I••• S••••••••• I•••
  left Feb 4, 2005, registered Apr 4, 2005 (59 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address