RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B•••• R•••••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Jul 31, 2025 · Spokane Valley, Wa
- L•• F•••••••• L•• BD affiliatedJun 28, 2019 to Aug 4, 2025 · Spokane Valley, Wa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 10, 2011 to Jul 2, 2019 · Spokane Valley, Wa
- D••• D••••••• • C•• independent RIADec 10, 2009 to Dec 31, 2010 · Spokane Valley, Wa
- L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••left Aug 4, 2025, registered Jul 31, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Jul 2, 2019, registered Jun 28, 2019 (-4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- D••• D••••••• • C•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 31, 2010, registered Jan 10, 2011 (10 days) · Other
- R••••• B•••• R••••• left L•• F•••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2025-07-31)Aug 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address