RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• R• C••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Dec 17, 2025 · Phoenix, Az
- S••••• W••••• A•••••••• I••• no RAUMApr 3, 2017 to Feb 1, 2021 · Phoenix, Az
- U••• F•••••••• P••••••• S••••••• formerJun 25, 2010 to Mar 23, 2017 · Phoenix, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 9, 2006 to May 24, 2010 · Phoenix, Az
- U••• F•••••••• P••••••• S••••••• to S••••• W••••• A•••••••• I•••left Mar 23, 2017, registered Apr 3, 2017 (11 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• F•••••••• P••••••• S•••••••left May 24, 2010, registered Jun 25, 2010 (32 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address