RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• G••••••
- C••••••• F•••••••• P••••••• independent RIA currentsince Aug 19, 2021 · Boston, Ma
- P•••••••• A••••••• G•••• unclassifiedJul 17, 2006 to Dec 14, 2007 · Amesbury, Ma
- C••••••••• F•••••••• N•••••• national BDJun 15, 2005 to Aug 13, 2007 · Amesbury, Ma
- S••••••• A••••••• S••••••• unclassifiedMar 2, 2004 to Jun 9, 2005 · Newburyport, Ma
- P•••••••• A••••••• G•••• to C••••••• F•••••••• P•••••••left Dec 14, 2007, registered Aug 19, 2021 (4997 days) · Other
- C••••••••• F•••••••• N•••••• to P•••••••• A••••••• G••••left Aug 13, 2007, registered Jul 17, 2006 (-392 days) · Other
- S••••••• A••••••• S••••••• to C••••••••• F•••••••• N••••••left Jun 9, 2005, registered Jun 15, 2005 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address