N•••••• W•••• A••••••

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
  since Jul 13, 2015 · Magnolia, Tx
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Sep 30, 2013 · Houston, Tx
• C•••• I••••••••• S••••••• C•••• former
  Sep 23, 2011 to Oct 1, 2012 · Tomball, Tx
• W•••• F•••• A••••••• wirehouse
  Jan 3, 2011 to Sep 19, 2011 · Houston, Tx
• W•••• F•••• I••••••••• L•• unclassified
  May 6, 2002 to Jan 3, 2011 · Houston, Tx

• J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Sep 30, 2013, registered Jul 13, 2015 (651 days) · Wirehouse to wirehouse
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to C•••• I••••••••• S••••••• C••••
  left Sep 19, 2011, registered Sep 23, 2011 (4 days) · Other
• W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
  left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address