RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• A••• B•••••••••
- A•••••• S•••• W••••• M••••••••• L•• independent RIA currentsince Jan 1, 2025 · Dade City, Fl
- P•••• O• M••• W••••• M••••••••• formerSep 8, 2022 to Jan 30, 2023 · Brighton, Mi
- A•••••• S•••• W••••• M••••••••• L•• independent RIAJul 26, 2021 to Aug 8, 2022 · Las Vegas, Nv
- W•• B•••••••• S•••••••• I••• BD affiliatedAug 11, 2020 to Mar 11, 2021 · Las Vegas, Nv
- C••• F•••••••• S•••••••• L••• formerMar 22, 2018 to Mar 7, 2019 · Las Vegsa, Nv
- C••• B•••••••• S•••••••• I••• formerFeb 21, 2012 to Feb 28, 2018 · Tampa, Fl
- J• W• C••• A•••••••• I••• BD affiliatedFeb 25, 2011 to Nov 21, 2011 · Tampa, Fl
- I••••• F•••••••• C••••••••• formerJun 6, 2006 to Oct 7, 2010 · Appleton, Wi
- P•••• O• M••• W••••• M••••••••• to A•••••• S•••• W••••• M••••••••• L••left Jan 30, 2023, registered Jan 1, 2025 (702 days) · channel change inside one enterprise, not a move
- A•••••• S•••• W••••• M••••••••• L•• to P•••• O• M••• W••••• M•••••••••left Aug 8, 2022, registered Sep 8, 2022 (31 days) · channel change inside one enterprise, not a move
- W•• B•••••••• S•••••••• I••• to A•••••• S•••• W••••• M••••••••• L••left Mar 11, 2021, registered Jul 26, 2021 (137 days) · Affiliated broker-dealer or bank to independent RIA
- C••• F•••••••• S•••••••• L••• to W•• B•••••••• S•••••••• I•••left Mar 7, 2019, registered Aug 11, 2020 (523 days) · Affiliated broker-dealer or bank to another
- C••• B•••••••• S•••••••• I••• to C••• F•••••••• S•••••••• L•••left Feb 28, 2018, registered Mar 22, 2018 (22 days) · Other
- J• W• C••• A•••••••• I••• to C••• B•••••••• S•••••••• I•••left Nov 21, 2011, registered Feb 21, 2012 (92 days) · Other
- I••••• F•••••••• C••••••••• to J• W• C••• A•••••••• I•••left Oct 7, 2010, registered Feb 25, 2011 (141 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address