DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alpha Fiduciary
Legal name Alpha Fiduciary, Inc.
Latest filing Sep 1, 2026
First filing on the tape Dec 1, 2011 · 61 filings
SEC status approved since Aug 2, 2007
RAUM
$114M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
63%
$72.2M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$114M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
61 filings and snapshots on the tape
RAUM$114M as of Apr 24, 2026
Mar 29, 2012$408M then
HNW client RAUM$62.3M as of Apr 24, 2026
Mar 13, 2018$429M then
State-registered IARs (5.B.3)2 as of Apr 24, 2026
Mar 15, 20135 then
Employees (5.A)4 as of Apr 24, 2026
Mar 15, 20136 then
Private funds13 as of Apr 24, 2026
Mar 5, 201519 then
RAUM +4.5% over the last fiscal year-7.8% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $114MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 91derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $518,146derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -9.0%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Custody
- $20.7M, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$62.3M55%
- Investment companies$21.1M19%
- Pooled investment vehicles$20.7M18%
- Individuals$9.8M8.6%
- Individual clients
- 57reported
- HNW clients
- 34reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 220reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $20.7M for 13 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.63 fund_share=0.37 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Arthur Todd Doglione | Phoenix, Az | Aug 22, 2007 | 38 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Peter Eickelberg to Wells Fargo AdvisorsJun 8, 2020 · RIA to wirehouse
- Matthew James Graffagnino to Northstar Investment Advisory LLCJan 30, 2018 · Other
- Patrick Edward Lawlor to The Mather Group, LLCSep 22, 2017 · Other
- Gregory Don Stott to Ironwood Investment Counsel, LLCJul 5, 2016 · Other
- Adam Clark Harding to Harding Wealth, Inc.Jan 29, 2016 · Other
- Michael Leo Shea to Creative PlanningAug 12, 2013 · Other
- Aaron Michael Hail to Retirement Planners Of AmericaSep 24, 2012 · Other
Joined, latest
- Matthew James Graffagnino from Learnvest Planning Services, LLCJul 26, 2016 · Other
- Patrick Edward Lawlor from Leavitt Capital Management IncFeb 5, 2015 · Other
- Peter Eickelberg from KeatsconnellyMay 2, 2014 · Other
- Adam Clark Harding from Oxford Investment Partners, LLCFeb 4, 2013 · Other
- Gregory Don Stott from Stoker Ostler, A Part Of Bmo Financial GroupFeb 24, 2011 · Other
- Michael Leo Shea from Optimum Investment Advisors, LLCNov 16, 2010 · Other
- Arthur Todd Doglione from Usf Advisors, LLCAug 22, 2007 · Other
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Aquilo Partners LLC | Other Private Fund | $4.6M | 44 | Mar 29, 2012 |
| Zambezi Partners LLC | Other Private Fund | $3.9M | 28 | Mar 29, 2012 |
| Big T Partners | Other Private Fund | $3.9M | 34 | Mar 29, 2012 |
| Triton Partners LLC | Other Private Fund | $3.9M | 28 | Mar 29, 2012 |
| Global Water Opportunities LLC | Other Private Fund | $3.7M | 9 | Mar 29, 2012 |
| Lcm Natural Gas Investment Partners LLC | Other Private Fund | $3.4M | 22 | Mar 29, 2012 |
| Tikun Partners LLC | Private Equity Fund | $2.8M | 37 | Mar 29, 2012 |
| Ventana Investment Partners LLC | Other Private Fund | $2.3M | 36 | Mar 29, 2012 |
| Terra Partners LLC | Other Private Fund | $1.9M | 57 | Mar 29, 2012 |
| Southern Hemisphere Partners LLC | Other Private Fund | $1.9M | 29 | Mar 29, 2012 |
| Pontifex Partners LLC | Other Private Fund | $1.3M | 44 | Mar 29, 2012 |
| Dakota Partners Limited Partnership | Other Private Fund | $768,295 | 48 | Mar 29, 2012 |
| Latam Agro-Partners LLC | Other Private Fund | $542,302 | 29 | Mar 29, 2012 |
| Magiloff Partners LLC | Private Equity Fund | $520,853 | 11 | Mar 29, 2012 |
| Red River Partners LLCno longer reported | Other Private Fund | $470,136 | 42 | Mar 29, 2012 |
| Maxwell Halsted Partners LLC | Securitized Asset Fund | $422,467 | 77 | Mar 29, 2012 |
| Dharma Jade Partners LLCno longer reported | Other Private Fund | $83,345 | 14 | Mar 29, 2012 |
| Bateman Street Partners LLCno longer reported | Private Equity Fund | $19,967 | 36 | Mar 29, 2012 |
| Markley Partners LLC | Real Estate Fund | $0 | 21 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Todd Arthur Doglione · Managing Member & Presidentcontrolsince 10/2006 · owns 75% or more
- Alan Walter Gilmore · Ccocontrolsince 06/2020 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 11-25 to 11-25Apr 24, 2026 to Sep 1, 2026
- HQ city · SCOTTSDALE to PHOENIXApr 24, 2026 to Sep 1, 2026
- Private funds · 13 to unsetApr 24, 2026 to Sep 1, 2026
- Related adviser · false to unsetApr 24, 2026 to Sep 1, 2026
- Related bank · false to unsetApr 24, 2026 to Sep 1, 2026
- Related broker-dealer · false to unsetApr 24, 2026 to Sep 1, 2026
- Related insurance company · false to unsetApr 24, 2026 to Sep 1, 2026
- Succession · false to unsetApr 24, 2026 to Sep 1, 2026
- Accounts · 260 to 220Dec 1, 2025 to Mar 31, 2026
- HNW clients · 33 to 34Dec 1, 2025 to Mar 31, 2026
- Individual clients · 67 to 57Dec 1, 2025 to Mar 31, 2026
- Assets in custody · $29.2M to $20.7MDec 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $109M to $114MDec 1, 2025 to Mar 31, 2026
- HNW RAUM · $50.0M to $62.3MDec 1, 2025 to Mar 31, 2026
- Individual RAUM · $10.3M to $9.8MDec 1, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $425,342 to $0Dec 1, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $28.2M to $20.7MDec 1, 2025 to Mar 31, 2026
- RAUM · $109M to $114MDec 1, 2025 to Mar 31, 2026
- Accounts · 286 to 260Mar 29, 2024 to Apr 4, 2025
- HNW clients · 32 to 33Mar 29, 2024 to Apr 4, 2025
- Individual clients · 76 to 67Mar 29, 2024 to Apr 4, 2025
- Pooled vehicle clients · 14 to 13Mar 29, 2024 to Apr 4, 2025
- Assets in custody · $17.6M to $29.2MMar 29, 2024 to Apr 4, 2025
- Financial planning clients · 11-25 to 11-25Mar 29, 2024 to Apr 4, 2025
- Private funds · 14 to 13Mar 29, 2024 to Apr 4, 2025
- Discretionary RAUM · $123M to $109MMar 29, 2024 to Apr 4, 2025
- HNW RAUM · $54.0M to $50.0MMar 29, 2024 to Apr 4, 2025
- Individual RAUM · $13.5M to $10.3MMar 29, 2024 to Apr 4, 2025
- Non-discretionary RAUM · $370,456 to $425,342Mar 29, 2024 to Apr 4, 2025
- Pooled vehicle RAUM · $35.4M to $28.2MMar 29, 2024 to Apr 4, 2025
- RAUM · $124M to $109MMar 29, 2024 to Apr 4, 2025
- Accounts · 301 to 286Nov 13, 2023 to Mar 29, 2024
- HNW clients · 41 to 32Nov 13, 2023 to Mar 29, 2024
- Individual clients · 64 to 76Nov 13, 2023 to Mar 29, 2024
- Pooled vehicle clients · 16 to 14Nov 13, 2023 to Mar 29, 2024
- Assets in custody · $41.4M to $17.6MNov 13, 2023 to Mar 29, 2024
- Private funds · 16 to 14Nov 13, 2023 to Mar 29, 2024
- Discretionary RAUM · $145M to $123MNov 13, 2023 to Mar 29, 2024
- HNW RAUM · $73.6M to $54.0MNov 13, 2023 to Mar 29, 2024
- Individual RAUM · $9.2M to $13.5MNov 13, 2023 to Mar 29, 2024
Signals
3 dated events
- Alpha Fiduciary reported RAUM $158.6M, down 69% from $504.8M (2020-06-30 to 2020-08-17)Aug 17, 2020 · RAUM change · derived
- Alan Walter Gilmore (Cco) appeared on Schedule A of Alpha FiduciaryJun 8, 2020 · Control person joined · fact
- Martin Peter Eickelberg (Cco) no longer on Schedule A of Alpha Fiduciary (listed 2020-02-10, absent 2020-06-08)Jun 8, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Alpha Fiduciary · Independent Sponsorsshared crd · capital_provider
- Alpha Fiduciary · Private Equityshared crd · organization
- Alpha Fiduciary · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/ALPHA-FIDUCIARYreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ALPHAFIDUCIARYFUND.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 480-505-4033reportedpublic record, Form ADV, Sep 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $114Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Alpha Fiduciary is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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