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Registered advisor
C••••••• M• S•••••••••
Feed of 09/14/2026
Also filed as Charlene Marie Mihm
At current firm
9 y
since Feb 10, 2017
In the industry
22 y
since Oct 6, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Feb 10, 2017 · Mequon, Wi
- W•••• F•••• A••••••• wirehouseMar 31, 2006 to Mar 1, 2017 · Waukesha, Wi
- R••••• W• B•••• • C•• I••••••••• mixed wealthOct 7, 2003 to Dec 31, 2005 · Milwaukee, Wi
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Mar 1, 2017, registered Feb 10, 2017 (-19 days) · Wirehouse to wirehouse
- R••••• W• B•••• • C•• I••••••••• to W•••• F•••• A•••••••left Dec 31, 2005, registered Mar 31, 2006 (90 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address