RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• G••••• W•••••
- Professional profile
- linkedin.com/in/marcus-warren-9a7563234?trk=orgemployeesreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- W••••• W••••• M••••••••• • T•• P••••••• I••• state registered currentsince Sep 15, 2021 · Louisville, Ky
- G••••••• A•••••••• L•• independent RIASep 21, 2018 to Dec 31, 2019 · Arden Hills, Mn
- J• H•••• C••••••• I••• independent RIASep 17, 2013 to Aug 13, 2018 · Louisville, Ky
- M•••••• A••••• S••••••••• L•• BD affiliatedMar 25, 2009 to Sep 6, 2013 · San Diego, Ca
- M•••••• A••••• A•••••••• I••• unclassifiedJan 5, 2009 to Mar 25, 2009 · San Diego, Ca
- I•••••••• C•••••• A••••••• formerFeb 14, 2005 to Dec 31, 2008 · Louisville, Ky
- G••••••• A•••••••• L•• to W••••• W••••• M••••••••• • T•• P••••••• I•••left Dec 31, 2019, registered Sep 15, 2021 (624 days) · RIA to a state-registered adviser
- J• H•••• C••••••• I••• to G••••••• A•••••••• L••left Aug 13, 2018, registered Sep 21, 2018 (39 days) · RIA to RIA
- M•••••• A••••• S••••••••• L•• to J• H•••• C••••••• I•••left Sep 6, 2013, registered Sep 17, 2013 (11 days) · Other
- M•••••• A••••• A•••••••• I••• to M•••••• A••••• S••••••••• L••left Mar 25, 2009, registered Mar 25, 2009 (0 days) · corporate re-registration, not a move
- I•••••••• C•••••• A••••••• to M•••••• A••••• A•••••••• I•••left Dec 31, 2008, registered Jan 5, 2009 (5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address