DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• D•••••••

G•••••••• F•••••••• A•••••••• L••institutionalLittle Rock, ArIA-onlyIAPD 4527598

Feed of 09/14/2026

Also filed as B•••• D•••••••

At current firm

2 y

since Jan 22, 2024

In the industry

26 y

since Sep 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G•••••••• F•••••••• A•••••••• L•• institutional current
since Jan 22, 2024 · Little Rock, Ar
L•• F•••••••• L•• BD affiliated
Dec 1, 2022 to Dec 12, 2023 · Little Rock, Ar
O•••• I••••••••• I••• BD affiliated
Feb 28, 2018 to Nov 30, 2022 · Little Rock, Ar
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Jul 1, 2010 to Feb 21, 2018 · Little Rock, Ar
N••••••••• S••••••••• L•• no RAUM
Aug 1, 2008 to Jul 6, 2010 · Little Rock, Ar
1••• C•••••• M••••••••• C•••••• unclassified
Feb 24, 2005 to Aug 1, 2008 · Little Rock, Ar
1••• C•••••• M••••••••• C•••••• unclassified
May 31, 2002 to Jul 28, 2004 · Little Rock , Ar

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to G•••••••• F•••••••• A•••••••• L••
left Dec 12, 2023, registered Jan 22, 2024 (41 days) · Other
O•••• I••••••••• I••• to L•• F•••••••• L••
left Nov 30, 2022, registered Dec 1, 2022 (1 days) · Affiliated broker-dealer or bank to independent RIA
C•••••••• I••••••••• R••••••• A•••••••• I••• to O•••• I••••••••• I•••
left Feb 21, 2018, registered Feb 28, 2018 (7 days) · Other
N••••••••• S••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jul 6, 2010, registered Jul 1, 2010 (-5 days) · Other
1••• C•••••• M••••••••• C•••••• to N••••••••• S••••••••• L••
left Aug 1, 2008, registered Aug 1, 2008 (0 days) · corporate re-registration, not a move

Signals

B•••• D••••••• left L•• F•••••••• L•• for G•••••••• F•••••••• A•••••••• L•• (registered 2024-01-22)
Dec 12, 2023 · Advisor changed firm · fact
B•••• D••••••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2022-12-01)
Nov 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address