F••••••• D••••• B•••••

C••••••••• F•••••••• N••••••national BDRichmond, Va dual registrantIAPD 4528224

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Nov 17, 2024

In the industry

24 y

since May 30, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• N•••••• national BD current
since Nov 17, 2024 · Richmond, Va
M•• I•••••••• S•••••••• L•• BD affiliated
Jun 9, 2004 to Oct 21, 2024 · Glen Allen, Va
P••• A••••• S••••••••• L•• BD affiliated
Jan 2, 2004 to May 25, 2004 · Virginia Beach, Va

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••
left Oct 21, 2024, registered Nov 17, 2024 (27 days) · Affiliated broker-dealer or bank to another · moved with a team
P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
left May 25, 2004, registered Jun 9, 2004 (15 days) · Other

Signals

••• Locked
Oct 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address