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RIA Intelligence
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Registered advisor
R••• P•••••• M••••
Feed of 09/14/2026
At current firm
5 y
since Apr 23, 2021
In the industry
24 y
since Aug 1, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 23, 2021 · Asheville, Nc
- O•••• F•• I••• formerFeb 18, 2020 to Apr 27, 2021 · Asheville, Nc
- W•••• F•••• A••••••• wirehouseMay 11, 2005 to Feb 21, 2020 · Asheville, Nc
- C•• A•••••••• L•• unclassifiedJan 5, 2005 to May 10, 2005 · Asheville, Nc
- M••••• S•••••• D• I••• unclassifiedAug 21, 2002 to Nov 23, 2004 · Asheville, Nc
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 27, 2021, registered Apr 23, 2021 (-4 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to O•••• F•• I•••left Feb 21, 2020, registered Feb 18, 2020 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- C•• A•••••••• L•• to W•••• F•••• A•••••••left May 10, 2005, registered May 11, 2005 (1 days) · Other
- M••••• S•••••• D• I••• to C•• A•••••••• L••left Nov 23, 2004, registered Jan 5, 2005 (43 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address