DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•• A•••••••• H•••

M••••• S••••••wirehouseVancouver, Wadual registrantIAPD 4528779

Feed of 09/14/2026

Also filed as Amy A•••••••• Avitia

At current firm

1 y

since Nov 11, 2024

In the industry

24 y

since Jul 8, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Nov 11, 2024 · Vancouver, Wa
S•••••• N••••••• • C••••••• I••••••••• national BD
Jun 17, 2024 to Nov 8, 2024 · Portland, Or
M••••• S•••••• wirehouse
Oct 5, 2017 to Jun 4, 2024 · Portland, Or
W•••• F•••• A••••••• wirehouse
Aug 3, 2016 to Sep 13, 2017 · Santa Barbara, Ca
R•••••• J•••• • A••••••••• I••• national BD
Dec 8, 2014 to Jul 28, 2016 · Santa Barbara, Ca
W•••• F•••• A••••••• wirehouse
Apr 12, 2010 to Jan 2, 2015 · Las Vegas, Nv
M••••• S•••••• wirehouse
Jun 1, 2009 to May 11, 2010 · Las Vegas, Nv
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 17, 2009 to Jun 1, 2009 · Las Vegas, Nv

Moves

a registration end followed by a registration begin elsewhere

S•••••• N••••••• • C••••••• I••••••••• to M••••• S••••••
left Nov 8, 2024, registered Nov 11, 2024 (3 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••
left Jun 4, 2024, registered Jun 17, 2024 (13 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to M••••• S••••••
left Sep 13, 2017, registered Oct 5, 2017 (22 days) · Wirehouse to wirehouse
R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••
left Jul 28, 2016, registered Aug 3, 2016 (6 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
left Jan 2, 2015, registered Dec 8, 2014 (-25 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to W•••• F•••• A•••••••
left May 11, 2010, registered Apr 12, 2010 (-29 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

A•• A•••••••• H••• left S•••••• N••••••• • C••••••• I••••••••• for M••••• S•••••• (registered 2024-11-11)
Nov 8, 2024 · Advisor changed firm · fact
A•• A•••••••• H••• left M••••• S•••••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2024-06-17)
Jun 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address