DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
19 y
since Jun 26, 2007
In the industry
26 y
since May 25, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Demarche other currentsince Dec 21, 2017 · Overland Park, Ks
- Demarche no RAUM currentsince Jun 26, 2007 · Overland Park, Ks
- Endex Capital Managment LLC formerDec 21, 2017 to Dec 31, 2022 · Merriam, Ks
- Piper Sandler & Co. institutionalAug 20, 2004 to Oct 21, 2005 · Leawood, Ks
- Demarche no RAUMJun 16, 2000 to Nov 8, 2004 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- Endex Capital Managment LLC to Demarcheleft Dec 31, 2022, registered Dec 21, 2017 (-1836 days) · Other
- Piper Sandler & Co. to Demarcheleft Oct 21, 2005, registered Jun 26, 2007 (613 days) · Other
- Demarche to Piper Sandler & Co.left Nov 8, 2004, registered Aug 20, 2004 (-80 days) · Other
Signals
- Adam J Strumpf left Endex Capital Managment Llc for Demarche (registered 2017-12-21)Dec 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address