DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

E•••• C•••••• M•••••••• L••

Former SEC-registered adviserMerriam, KansasCRD 109541SEC 801-54632IAPD
Latest filing Mar 7, 2022
First filing on the tape Mar 30, 2012 · 13 filings
RAUM
$184,451
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$184,451 as of Mar 7, 2022
Mar 30, 2012$73.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 7, 2022
Mar 27, 20130 then
Employees (5.A)4 as of Mar 7, 2022
Mar 27, 20130 then
Private funds: no history
RAUM +9.8% over the last fiscal year-3.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 7, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$92,226derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+9.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$31,435100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
1reported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • M•••••••• J••••• A••• · Manager/Membercontrol
      since 01/1997 · owns 25% to 50%
    • M•••••••• T••••••• J••• · Manager/Member/Principalcontrol
      since 01/1997 · owns 25% to 50%
    • R•••••••• C••••••••• M••••••• · Manager/Membercontrol
      since 01/1997 · owns 10% to 25%
    • S••••••• A•••• J• · Chief Compliance Officercontrol
      since 05/2011 · owns less than 5%
    Related persons
    Schedule D 7.A
    • Demarche
      investment adviserLP sponsory
    • Demarche
      investment adviserpooled vehicle sponsoryRAUM $228M
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Discretionary RAUM · $167,971 to $184,451
      Mar 5, 2021 to Mar 7, 2022
    • Pension RAUM · $31,971 to $31,435
      Mar 5, 2021 to Mar 7, 2022
    • RAUM · $167,971 to $184,451
      Mar 5, 2021 to Mar 7, 2022
    • Accounts · 3 to 2
      Oct 16, 2020 to Mar 5, 2021
    • Discretionary RAUM · $207,277 to $167,971
      Oct 16, 2020 to Mar 5, 2021
    • Pension RAUM · $83,014 to $31,971
      Oct 16, 2020 to Mar 5, 2021
    • RAUM · $207,277 to $167,971
      Oct 16, 2020 to Mar 5, 2021
    • Individual clients · 1.0 to unset
      Mar 27, 2020 to Oct 16, 2020
    • Individual RAUM · 124263.0 to unset
      Mar 27, 2020 to Oct 16, 2020
    • BD registered reps · 1 to 0
      Mar 29, 2019 to Mar 27, 2020
    • Insurance-licensed employees · 1 to 0
      Mar 29, 2019 to Mar 27, 2020
    • State-registered IARs · 1 to 0
      Mar 29, 2019 to Mar 27, 2020
    • Discretionary RAUM · $204,890 to $207,277
      Mar 29, 2019 to Mar 27, 2020
    • Individual RAUM · $104,345 to $124,263
      Mar 29, 2019 to Mar 27, 2020
    • Pension RAUM · $100,545 to $83,014
      Mar 29, 2019 to Mar 27, 2020
    • RAUM · $204,890 to $207,277
      Mar 29, 2019 to Mar 27, 2020
    • Related broker-dealer · true to false
      Mar 29, 2019 to Mar 27, 2020
    • Discretionary RAUM · $230,284 to $204,890
      Mar 29, 2018 to Mar 29, 2019
    • Individual RAUM · $117,094 to $104,345
      Mar 29, 2018 to Mar 29, 2019
    • Pension RAUM · $113,190 to $100,545
      Mar 29, 2018 to Mar 29, 2019
    • RAUM · $230,284 to $204,890
      Mar 29, 2018 to Mar 29, 2019
    • Advisory employees · 2 to 4
      Mar 30, 2017 to Mar 29, 2018
    • Individual clients · unset to 1.0
      Mar 30, 2017 to Mar 29, 2018
    • Pension plan clients · unset to 1.0
      Mar 30, 2017 to Mar 29, 2018
    • Other offices · unset to 0.0
      Mar 30, 2017 to Mar 29, 2018
    • Discretionary RAUM · $215,618 to $230,284
      Mar 30, 2017 to Mar 29, 2018
    • Individual RAUM · unset to 117094.0
      Mar 30, 2017 to Mar 29, 2018
    • Pension RAUM · unset to 113190.0
      Mar 30, 2017 to Mar 29, 2018
    • RAUM · $215,618 to $230,284
      Mar 30, 2017 to Mar 29, 2018
    • Accounts · 0 to 3
      Apr 11, 2016 to Mar 30, 2017
    • Advisory employees · 0 to 2
      Apr 11, 2016 to Mar 30, 2017
    • BD registered reps · 0 to 1
      Apr 11, 2016 to Mar 30, 2017
    • Employees · 0 to 4
      Apr 11, 2016 to Mar 30, 2017
    • Insurance-licensed employees · 0 to 1
      Apr 11, 2016 to Mar 30, 2017
    • State-registered IARs · 0 to 1
      Apr 11, 2016 to Mar 30, 2017
    • Discretionary RAUM · $0 to $215,618
      Apr 11, 2016 to Mar 30, 2017
    • RAUM · $0 to $215,618
      Apr 11, 2016 to Mar 30, 2017
    • Accounts · 1 to 0
      Mar 28, 2014 to Mar 31, 2015
    • Discretionary RAUM · $112M to $0
      Mar 28, 2014 to Mar 31, 2015
    • RAUM · $112M to $0
      Mar 28, 2014 to Mar 31, 2015
    Signals
    7 dated events
    • Ryan Michael Pickert left Endex Capital Managment Llc for Demarche (registered 2013-05-30)
      Dec 31, 2022 · Advisor changed firm · fact
    • Adam J Strumpf left Endex Capital Managment Llc for Demarche (registered 2017-12-21)
      Dec 31, 2022 · Advisor changed firm · fact
    • Timothy John Marchesi left Endex Capital Managment Llc for Demarche (registered 2002-03-12)
      Dec 31, 2022 · Advisor changed firm · fact
    • Margaret Elizabeth Vanwagoner left Endex Capital Managment Llc for Demarche (registered 2015-07-02)
      Dec 31, 2022 · Advisor changed firm · fact
    • Martin Joseph Dorow no longer registered at Endex Capital Managment Llc; no later IA registration on IAPD
      Dec 31, 2022 · Advisor departure · fact
    • 2 advisors left Endex Capital Managment LLC (Merriam, KS) for Demarche on the same day
      Dec 31, 2022 · Team lift-out · derived
    • Brooke Michal Garcia left Endex Capital Managment Llc for Ae Wealth Management, Llc (registered 2022-12-08)
      Nov 14, 2022 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026