RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••••• E••• S•••••••••
- C•• F•••••••• A••••••• L•• independent RIA currentsince Aug 26, 2026 · Kalamazoo, Mi
- W•••• F•••• A••••••• wirehouseFeb 21, 2014 to Jun 19, 2018 · Kalamazoo, Mi
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Feb 21, 2014 · Boston, Ma
- A• G• E•••••• • S•••• I••• unclassifiedNov 12, 2007 to Jan 1, 2008 · St. Louis, Mo
- U•• F•••••••• S••••••• I••• wirehouseOct 9, 2003 to Aug 16, 2006 · San Francisco, Ca
- W•••• F•••• A••••••• to C•• F•••••••• A••••••• L••left Jun 19, 2018, registered Aug 26, 2026 (2990 days) · Wirehouse to independent RIA · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Feb 21, 2014, registered Feb 21, 2014 (0 days) · channel change inside one enterprise, not a move
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to A• G• E•••••• • S•••• I•••left Aug 16, 2006, registered Nov 12, 2007 (453 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address