M•••••• L••••••

E••••• J••••national BDWebster Groves, Mo dual registrantIAPD 4531263

Feed of 09/15/2026

Also filed as M•••••• L••••••••• B•••• L••••••••• M•••••• L••••••••• L••••••

At current firm

9 y

since Nov 25, 2016

In the industry

24 y

since Aug 3, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Nov 25, 2016 · St. Louis, Mo
S•••••••• I••••••••• M••••••••• former
Apr 7, 2016 to Nov 25, 2016 · Saint Louis, Mo
W•••• F•••• A••••••• wirehouse
Sep 27, 2013 to Oct 27, 2014 · St. Louis, Mo
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Jul 17, 2012 · Portland, Or
W•••• F•••• I••••••••• L•• unclassified
Jul 3, 2007 to Jan 3, 2011 · Bend, Or
L•• F•••••••• L•• BD affiliated
Mar 3, 2005 to Sep 30, 2005 · San Diego, Ca
T• A••••••••• I••• former
Jun 17, 2004 to Nov 3, 2004 · San Diego, Ca
M••••• S•••••• D• I••• unclassified
Aug 5, 2002 to Apr 30, 2003 · San Marcos, Ca

Moves

a registration end followed by a registration begin elsewhere

S•••••••• I••••••••• M••••••••• to E••••• J••••
left Nov 25, 2016, registered Nov 25, 2016 (0 days) · Other · moved with a team
W•••• F•••• A••••••• to S•••••••• I••••••••• M•••••••••
left Oct 27, 2014, registered Apr 7, 2016 (528 days) · Other
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to W•••• F•••• I••••••••• L••
left Sep 30, 2005, registered Jul 3, 2007 (641 days) · Other
T• A••••••••• I••• to L•• F•••••••• L••
left Nov 3, 2004, registered Mar 3, 2005 (120 days) · Other
M••••• S•••••• D• I••• to T• A••••••••• I•••
left Apr 30, 2003, registered Jun 17, 2004 (414 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address