DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Scott Martin
Certified Financial Planner
Feed of 09/14/2026
Also filed as Tom Martin
At current firm
8 y
since Jan 2, 2018
In the industry
24 y
since Jul 31, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Vestia Personal Wealth Advisors independent RIA currentsince Jan 2, 2018 · Fort Wayne, In
- Cetera Advisor Networks LLC formerJan 29, 2008 to Jul 29, 2010 · Fort Wayne, In
- Larson Financial Group, LLC BD affiliatedJan 29, 2008 to Jan 2, 2018 · Fort Wayne, In
- Phillips Financial independent RIAMay 19, 2005 to Jan 11, 2008 · Fort Wayne, In
- Securian Financial Services, Inc. formerAug 1, 2002 to May 19, 2005 · Fort Wayne, In
Moves
a registration end followed by a registration begin elsewhere
- Larson Financial Group, LLC to Vestia Personal Wealth Advisorsleft Jan 2, 2018, registered Jan 2, 2018 (0 days) · Other · moved with a team
- Cetera Advisor Networks LLC to Larson Financial Group, LLCleft Jul 29, 2010, registered Jan 29, 2008 (-912 days) · Other
- Phillips Financial to Cetera Advisor Networks LLCleft Jan 11, 2008, registered Jan 29, 2008 (18 days) · Other
- Securian Financial Services, Inc. to Phillips Financialleft May 19, 2005, registered May 19, 2005 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address