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Registered advisor
C••• E••••• H••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Apr 16, 2026
In the industry
24 y
since Jul 11, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 16, 2026 · Oak Brook, Il
- U•• F•••••••• S••••••• I••• wirehouseFeb 16, 2021 to Apr 27, 2026 · Naperville, Il
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 25, 2016 to Feb 25, 2021 · Sycamore, Il
- S•• BD affiliatedJun 15, 2011 to Apr 15, 2016 · Rockford, Il
- R••••• W• B•••• • C•• I••••••••• mixed wealthNov 7, 2008 to May 26, 2011 · Rockford, Il
- A••••••••• A•••••• S•••••••• I••• unclassifiedJan 6, 2006 to Nov 10, 2008 · St. Charles, Il
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Apr 27, 2026, registered Apr 16, 2026 (-11 days) · Wirehouse to wirehouse
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to U•• F•••••••• S••••••• I•••left Feb 25, 2021, registered Feb 16, 2021 (-9 days) · Affiliated broker-dealer or bank to wirehouse
- S•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 15, 2016, registered Apr 25, 2016 (10 days) · Other · moved with a team
- R••••• W• B•••• • C•• I••••••••• to S••left May 26, 2011, registered Jun 15, 2011 (20 days) · Other
- A••••••••• A•••••• S•••••••• I••• to R••••• W• B•••• • C•• I•••••••••left Nov 10, 2008, registered Nov 7, 2008 (-3 days) · Other
Signals
- C••• E••••• H•••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2026-04-16)Apr 27, 2026 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address