DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Nathan William Ibarra

LPL Financial LLCBD affiliatedAmherst, Ny dual registrantIAPD 4534506

Feed of 09/15/2026

At current firm

2 y

since Oct 12, 2023

In the industry

24 y

since Aug 19, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Oct 12, 2023 · Williamsville, Ny
Janney Montgomery Scott LLC BD affiliated
Oct 7, 2022 to Nov 1, 2023 · Amherst (Williamsville), Ny
Wells Fargo Advisors wirehouse
May 7, 2019 to Oct 12, 2022 · Orchard Park, Ny
Hsbc Securities (USA) Inc. BD affiliated
Jan 17, 2017 to Mar 7, 2019 · New York, Ny
Guggenheim Investments asset manager
May 11, 2004 to Jan 20, 2006 · Lisle, Il

Moves

a registration end followed by a registration begin elsewhere

Janney Montgomery Scott LLC to LPL Financial LLC
left Nov 1, 2023, registered Oct 12, 2023 (-20 days) · Affiliated broker-dealer or bank to another · moved with a team
Wells Fargo Advisors to Janney Montgomery Scott LLC
left Oct 12, 2022, registered Oct 7, 2022 (-5 days) · Wirehouse to affiliated broker-dealer or bank
Hsbc Securities (USA) Inc. to Wells Fargo Advisors
left Mar 7, 2019, registered May 7, 2019 (61 days) · Affiliated broker-dealer or bank to wirehouse
Guggenheim Investments to Hsbc Securities (USA) Inc.
left Jan 20, 2006, registered Jan 17, 2017 (4015 days) · Other

Signals

Nathan William Ibarra left Janney Montgomery Scott Llc for Lpl Financial Llc (registered 2023-10-12)
Nov 1, 2023 · Advisor changed firm · fact
Nathan William Ibarra left Wells Fargo Advisors for Janney Montgomery Scott Llc (registered 2022-10-07)
Oct 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address