RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L•••• C••••••
- P•••••••• W••••• P•••••••• L•• independent RIA currentsince May 1, 2026 · Clayton, Mo
- S••••••••• W••••• M••••••••• L•• formerJun 4, 2013 to Jun 10, 2026 · Lake Oswego, Or
- V•••• P•••••• A•••••••• L•• unclassifiedApr 13, 2009 to Feb 23, 2011 · Aptos, Ca
- M••• C•••••• A•••••••• L•• formerMay 13, 2002 to Mar 13, 2002 · Aptos, Ca
- M••• C•••••• A•••••••• L•• formerMay 3, 2002 to Dec 16, 2013 · Aptos, Ca
- S••••••••• W••••• M••••••••• L•• to P•••••••• W••••• P•••••••• L••left Jun 10, 2026, registered May 1, 2026 (-40 days) · RIA to RIA · moved with a team
- V•••• P•••••• A•••••••• L•• to S••••••••• W••••• M••••••••• L••left Feb 23, 2011, registered Jun 4, 2013 (832 days) · Other
- M••• C•••••• A•••••••• L•• to V•••• P•••••• A•••••••• L••left Mar 13, 2002, registered Apr 13, 2009 (2588 days) · Other
- J•••• L•••• C•••••• left S••••••••• W••••• M••••••••• L•• for P•••••••• W••••• P•••••••• L•• (registered 2026-05-01)Jun 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address