DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Springwater Wealth Management, LLC
Latest filing Mar 27, 2026
First filing on the tape May 14, 2014 · 38 filings
SEC status approved since Jun 6, 2014
RAUM
$204M
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
83%
$169M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$204M as of Mar 27, 2026
Mar 16, 2015$119M then
HNW client RAUM$136M as of Mar 27, 2026
Mar 22, 2018$29.8M then
State-registered IARs (5.B.3)2 as of Mar 27, 2026
Mar 16, 20153 then
Employees (5.A)2 as of Mar 27, 2026
Mar 16, 20153 then
Private funds: no history
RAUM +20% over the last fiscal year+6.1% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- $102MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $502,126derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$136M67%
- Pension and profit-sharing plans$35.1M17%
- Individuals$32.9M16%
- Individual clients
- 56reported
- HNW clients
- 53reported
- Pension plan clients
- 9reported
- Charitable clients
- n/areported
- Accounts
- 406reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 days2 left over 36 months
Left, latest
- James Louis Corbeau to Parkwoods Wealth Partners, LLCJun 10, 2026 · RIA to RIA
- Terence Anthony Donahe to Parkwoods Wealth Partners, LLCJun 10, 2026 · RIA to RIA
- Frank Grant Remund to SavvyJun 26, 2023 · RIA to RIA
- Courtney Leigh Mersereau to Vision Capital Management IncMar 5, 2015 · Other
- Scott Michael Emblen to Skyline Financial NorthwestMar 5, 2015 · Other
- Ann Elizabeth Garcia to Beacon Rock PartnersOct 15, 2013 · Other
Joined, latest
- Frank Grant Remund from Remund Financial PlanningJan 5, 2017 · Other
- Courtney Leigh Mersereau from RBC Capital Markets, LLCMay 13, 2014 · Other
- Scott Michael Emblen from Maas Capital Advisors, LLCJun 19, 2013 · Other
- James Louis Corbeau from Vista Pension Advisors, LLCJun 4, 2013 · Other
- Ann Elizabeth Garcia from Maas Capital Advisors, LLCJun 4, 2013 · Other
- Terence Anthony Donahe from Skyline Financial NorthwestJun 4, 2013 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Parkwoods Wealth Partners, LLCJun 10, 2026 · Lake Oswego, Or
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Louis James Corbeau · Chief Compliance Officercontrolsince 01/2018 · owns 50% to 75%
- Louis James Corbeau · Ownercontrolsince 03/2013 · owns 75% or more of Raven Wealth Management, Inc
- Anthony Terence Donahe · Ownercontrolsince 03/2013 · owns 75% or more of Powder Diamonds, Inc
Entity owners
- Powder Diamonds, Inc · Ownerdirect · owns 50% to 75%
- Raven Wealth Management, Inc · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lake Oswego, Or · principal | 0 | 0 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Santa Cruz, CA3 employees
What changed
consecutive filings, newest first
- Accounts · 404 to 406Mar 25, 2025 to Mar 27, 2026
- HNW clients · 47 to 53Mar 25, 2025 to Mar 27, 2026
- Individual clients · 62 to 56Mar 25, 2025 to Mar 27, 2026
- Pension plan clients · 10 to 9Mar 25, 2025 to Mar 27, 2026
- Insurance-licensed employees · 0 to 1Mar 25, 2025 to Mar 27, 2026
- Discretionary RAUM · $142M to $165MMar 25, 2025 to Mar 27, 2026
- HNW RAUM · $111M to $136MMar 25, 2025 to Mar 27, 2026
- Individual RAUM · $27.9M to $32.9MMar 25, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $27.1M to $38.5MMar 25, 2025 to Mar 27, 2026
- Pension RAUM · $30.3M to $35.1MMar 25, 2025 to Mar 27, 2026
- RAUM · $169M to $204MMar 25, 2025 to Mar 27, 2026
- Accounts · 433 to 404Apr 1, 2024 to Mar 25, 2025
- Individual clients · 58 to 62Apr 1, 2024 to Mar 25, 2025
- Pension plan clients · 13 to 10Apr 1, 2024 to Mar 25, 2025
- Assets in custody · 28414016.0 to unsetApr 1, 2024 to Mar 25, 2025
- Custody of client assets · true to falseApr 1, 2024 to Mar 25, 2025
- Financial planning clients · 51-100 to 51-100Apr 1, 2024 to Mar 25, 2025
- Discretionary RAUM · $155M to $142MApr 1, 2024 to Mar 25, 2025
- HNW RAUM · $113M to $111MApr 1, 2024 to Mar 25, 2025
- Individual RAUM · $29.5M to $27.9MApr 1, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $13.8M to $27.1MApr 1, 2024 to Mar 25, 2025
- Pension RAUM · $25.9M to $30.3MApr 1, 2024 to Mar 25, 2025
- RAUM · $169M to $169MApr 1, 2024 to Mar 25, 2025
- Accounts · 498 to 433Aug 14, 2023 to Mar 23, 2024
- HNW clients · 49 to 47Aug 14, 2023 to Mar 23, 2024
- Individual clients · 83 to 58Aug 14, 2023 to Mar 23, 2024
- Pension plan clients · 18 to 13Aug 14, 2023 to Mar 23, 2024
- Assets in custody · $29.6M to $28.4MAug 14, 2023 to Mar 23, 2024
- Financial planning clients · 26-50 to 51-100Aug 14, 2023 to Mar 23, 2024
- Discretionary RAUM · $133M to $155MAug 14, 2023 to Mar 23, 2024
- HNW RAUM · $106M to $113MAug 14, 2023 to Mar 23, 2024
- Individual RAUM · $40.7M to $29.5MAug 14, 2023 to Mar 23, 2024
- Non-discretionary RAUM · $38.2M to $13.8MAug 14, 2023 to Mar 23, 2024
- Pension RAUM · $23.3M to $25.9MAug 14, 2023 to Mar 23, 2024
- RAUM · $171M to $169MAug 14, 2023 to Mar 23, 2024
- Advisory employees · 3 to 2Mar 30, 2023 to Aug 1, 2023
- Employees · 3 to 2Mar 30, 2023 to Aug 1, 2023
- HQ city · BEAVERTON to LAKE OSWEGOMar 30, 2023 to Aug 1, 2023
- State-registered IARs · 3 to 2Mar 30, 2023 to Aug 1, 2023
- Accounts · 507 to 498Nov 1, 2022 to Mar 14, 2023
Signals
6 dated events
- Springwater Wealth Management, Llc no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $203.9M)Jul 1, 2026 · Left the SEC roster · derived
- James Louis Corbeau left Springwater Wealth Management, Llc for Parkwoods Wealth Partners, Llc (registered 2026-05-01)Jun 10, 2026 · Advisor changed firm · fact
- Terence Anthony Donahe left Springwater Wealth Management, Llc for Parkwoods Wealth Partners, Llc (registered 2026-05-01)Jun 10, 2026 · Advisor changed firm · fact
- 2 advisors left Springwater Wealth Management, LLC (Lake Oswego, OR) for Parkwoods Wealth Partners, LLC on the same dayJun 10, 2026 · Team lift-out · derived
- Frank Grant Remund left Springwater Wealth Management, Llc for Savvy (registered 2023-07-13)Jun 26, 2023 · Advisor changed firm · fact
- Springwater Wealth Management, Llc filed its initial SEC registration (Form ADV)May 14, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026