DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Parkwoods Wealth Partners, LLC

Independent wealth managerClayton, MissouriCRD 331565SEC 801-130478websiteIAPD
Latest filing Jul 2, 2026
First filing on the tape May 15, 2024 · 15 filings
SEC status approved since Jun 13, 2024
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$1.7B individuals and HNW
Advisors
29
registered through the firm on IAPD
RAUM per advisor
$61.6M
derived; firm RAUM over IAPD count
Employees
46
21 advisory (5.B.1)
Offices
17
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$1.8B as of Jul 2, 2026
Jan 8, 2025$403M then
HNW client RAUM$1.4B as of Jul 2, 2026
Jan 8, 2025$303M then
State-registered IARs (5.B.3)29 as of Jul 2, 2026
Jan 8, 20253 then
Employees (5.A)46 as of Jul 2, 2026
Jan 8, 20256 then
Private funds: no history
RAUM +337% over the last fiscal yearIARs 3 to 29offices 4 to 17
Practice profile
derived from the filing of Jul 2, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$61.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
47derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.8MderivedHNW RAUM over HNW clients
Average account
$498,203derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
1.6derived18 offices incl. principal (1.F.5)
RAUM growth, one year
+135%derivedbetween the last two annual amendments
Advisor growth, one year
+367%derivedItem 5.B.3 between annual amendments
Client growth, one year
+143%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Custody
$3.9M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months
2derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.4B81%
  • Individuals$301M17%
  • Charitable organizations$28.6M1.6%
  • Pension and profit-sharing plans$10.0M0.6%
  • Corporations and businesses$4.9M0.3%
Individual clients
856reported
HNW clients
517reported
Pension plan clients
4reported
Charitable clients
10reported
Accounts
3,583reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$3.9M for 1 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
27 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Christopher Hovey GardnerCertified Financial PlannerClayton, MoSep 27, 202431 y1
April Marie MuellerClayton, MoSep 27, 202419 y1
Jeffrey Michael CampbellClayton, MoSep 27, 202424 y2
Ryan Laurence FurlongCertified Financial PlannerSt. Louis, Mo Dec 17, 202413 y7
John Oakley ResurreccionCertified Financial PlannerClayton, Mo Jan 8, 202515 y3
William Henry BraddyCertified Financial PlannerClayton, Mo Jan 8, 202519 y3
Eric Howard LaneCertified Financial PlannerAustin, Tx Feb 18, 202528 y2
Robert Timothy FrenchChartered Financial AnalystPortland, Me Mar 25, 202519 y4
Edward Francis LuxClayton, Mo Aug 1, 202515 y1
Robert Jay BumbaloughPersonal Financial SpecialistNew Castle, In Aug 1, 202525 y1
Vicki Jean KelseyClayton, Mo Aug 1, 202539 y1
David Andrew NashCertified Financial PlannerSherman Oaks, Ca Aug 1, 202513 y3
Mark Edward LuxChartered Financial ConsultantCarmel, In Aug 1, 202538 y4
Marion Eugene ShorePersonal Financial SpecialistNew Castle, In Aug 1, 202530 y1
Joshua Dee BrumbaughCarmel, In Aug 1, 202519 y1
Dustin Ryan MeyerCertified Financial PlannerClayton, Mo Sep 18, 202510 y2
Cole William WheelerCertified Financial PlannerManvel, Tx Feb 26, 202610 y2
Joshua Samuel SchlagelClayton, Mo Mar 9, 202611 y0
James Louis CorbeauCertified Financial PlannerClayton, Mo May 1, 202624 y4
Terence Anthony DonaheCertified Financial Planner, Chartered Financial ConsultantClayton, Mo May 1, 202638 y6
Justin Case CoxClayton, MoJun 5, 202612 y3
Jacob Rudd LingardCertified Financial Planner, Chartered Financial ConsultantNorth Salt Lake, Ut Jun 9, 202617 y2
Jacob Andrew EdwardsSan Ramon, Ca Jun 10, 202614 y1
Timothy Michael FleshmanTucson, Az Jun 19, 202611 y1
Deirdre Marie KochanskiClayton, Mo Jun 24, 202631 y6
Patrick John ZumbuschCertified Financial PlannerTucson, Az Jun 26, 202618 y3
Dustin Mikeal VincentClayton, Mo Jun 29, 202610 y0
Advisor movement
0 left, 10 joined in 12 months
net +10 in 12 months0 left in 90 days3 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Matthew Edward Edwin · Owner | Chief Operating Officercontrol
        since 04/2024 · owns less than 5%
      • Hovey Christopher Gardner · Owner / Chief Compliance Officercontrol
        since 04/2024 · owns 5% to 10%
      • Owen Kevin Reilly · Owner | Chief Financial Officercontrol
        since 06/2025 · owns less than 5%
      • Neil Brian Hansen · Trusteecontrol
        since 09/2020 · owns F of Hansen Family Trust
      • Long Elizabeth Hansen · Trusteecontrol
        since 09/2021 · owns F of 2021 Hansen Family Trust
      • Alfred Sears · Trusteecontrol
        since 04/2013 · owns F of Alfred Sears Revocable Trust
      • Michael Jeffrey Campbell · Owner
        since 04/2024 · owns less than 5%
      • Nicole Tina Conyers · Owner
        since 07/2025 · owns less than 5%
      • Francis Edward Lux · Owner
        since 07/2025 · owns less than 5%
      • Edward Mark Lux · Owner
        since 07/2025 · owns less than 5%
      • Ryan Dustin Meyer · Owner
        since 05/2026 · owns less than 5%
      • Marie April Mueller · Owner
        since 04/2024 · owns less than 5%
      • Paul Michael Prince · Owner
        since 06/2024 · owns less than 5%
      • Samuel Joshua Schlagel · Owner
        since 07/2025 · owns less than 5%
      • Deanne Lori Schlagel · Owner
        since 07/2025 · owns less than 5%
      • Eugene Marion Shore · Owner
        since 05/2026 · owns less than 5%
      Entity owners
      • Alfred Sears Revocable Trust · Owner
        direct · owns 25% to 50%
      • 2021 Hansen Family Trust · Beneficial Owner
        indirect · owns 50% to 75% of Hip Parkwoods Ventures, LLC
      • Hansen Family Trust · Beneficial Owner
        indirect · owns 50% to 75% of Hip Parkwoods Ventures, LLC
      • Hip Parkwoods Ventures, LLC · Owner
        direct · owns 5% to 10%
      • Investment Metrics, LLC · Owner
        direct · owns 10% to 25%
      • Jd Brumbaugh Business Services · Owner
        direct · owns less than 5%
      • Powder Diamonds, Inc. · Owner
        direct · owns 5% to 10%
      • Raven Wealth Management, Inc. · Owner
        direct · owns less than 5%
      • Shoreline Asset Management, LLC · Owner
        direct · owns 5% to 10%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Clayton, Mo · principal29140
      New Castle, In520
      Tucson, Az440
      Carmel, In300
      Austin, Tx200
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      8 against comparable advisers; where to look, not conclusions
      • control person changedChange between filings · filing Jul 2, 2026
        SEARS, ALFRED (TRUSTEE) left Schedule A between the filings of 2024-05-28 and 2026-07-02
        peers: independent wealth managers, $1B to $5B (1,360)
      • control person changedChange between filings · filing Jul 2, 2026
        HANSEN, ELIZABETH, LONG (TRUSTEE) left Schedule A between the filings of 2024-05-28 and 2026-07-02
        peers: independent wealth managers, $1B to $5B (1,360)
      • control person changedChange between filings · filing Jul 2, 2026
        REILLY, KEVIN, OWEN (OWNER | CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-05-28 and 2026-07-02
        peers: independent wealth managers, $1B to $5B (1,360)
      • control person changedChange between filings · filing Jul 2, 2026
        HANSEN, BRIAN, NEIL (TRUSTEE) left Schedule A between the filings of 2024-05-28 and 2026-07-02
        peers: independent wealth managers, $1B to $5B (1,360)
      • RAUM up 50 %Change between filings · filing Mar 19, 2026
        RAUM (Item 5.F) moved from $408,594,987 to $961,917,048 (+135.0%) between the annual amendments of 2025-03-27 and 2026-03-19; the peer median change was +17.0% (1297 comparable advisers, 98.0th percentile of changes)
        peers: independent wealth managers, $1B to $5B (1,297) · 98% percentile
      • client count surgeChange between filings · filing Mar 19, 2026
        individual and HNW clients (Item 5.D) moved from 295.0 to 717.0 (+143.0%) between the annual amendments of 2025-03-27 and 2026-03-19; the peer median change was +5.0% (1132 comparable advisers, 99.0th percentile of changes)
        peers: independent wealth managers, $1B to $5B (1,132) · 99% percentile
      • office count surgeChange between filings · filing Mar 19, 2026
        offices other than the principal office (Item 1.F.5) moved from 4.0 to 12.0 (+200.0%) between the annual amendments of 2025-03-27 and 2026-03-19; the peer median change was 0.0% (379 comparable advisers, 99.0th percentile of changes)
        peers: independent wealth managers, $1B to $5B (379) · 99% percentile
      • account count surgeChange between filings · filing Mar 19, 2026
        accounts (Item 5.F.2.f) moved from 745.0 to 1,897.0 (+155.0%) between the annual amendments of 2025-03-27 and 2026-03-19; the peer median change was +6.0% (1206 comparable advisers, 97.0th percentile of changes)
        peers: independent wealth managers, $1B to $5B (1,206) · 97% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 1,897 to 3,583
        May 1, 2026 to Jun 24, 2026
      • Advisory employees · 14 to 21
        May 1, 2026 to Jun 24, 2026
      • Charity clients · 6 to 10
        May 1, 2026 to Jun 24, 2026
      • Corporate clients · 7 to 8
        May 1, 2026 to Jun 24, 2026
      • HNW clients · 233 to 517
        May 1, 2026 to Jun 24, 2026
      • Individual clients · 484 to 856
        May 1, 2026 to Jun 24, 2026
      • Pension plan clients · 8 to 4
        May 1, 2026 to Jun 24, 2026
      • Assets in custody · $2.3M to $3.9M
        May 1, 2026 to Jun 24, 2026
      • Employees · 28 to 46
        May 1, 2026 to Jun 24, 2026
      • Financial planning clients · 26-50 to 1-10
        May 1, 2026 to Jun 24, 2026
      • State-registered IARs · 14 to 29
        May 1, 2026 to Jun 24, 2026
      • Other offices · 14 to 17
        May 1, 2026 to Jun 24, 2026
      • Discretionary RAUM · $962M to $1.8B
        May 1, 2026 to Jun 24, 2026
      • HNW RAUM · $752M to $1.4B
        May 1, 2026 to Jun 24, 2026
      • Individual RAUM · $136M to $301M
        May 1, 2026 to Jun 24, 2026
      • Non-discretionary RAUM · $392,543 to $5.5M
        May 1, 2026 to Jun 24, 2026
      • Pension RAUM · $41.8M to $10.0M
        May 1, 2026 to Jun 24, 2026
      • RAUM · $962M to $1.8B
        May 1, 2026 to Jun 24, 2026
      • Other offices · 12 to 14
        Mar 19, 2026 to May 1, 2026
      • Accounts · 745 to 1,897
        Jan 13, 2026 to Mar 19, 2026
      • Advisory employees · 3 to 14
        Jan 13, 2026 to Mar 19, 2026
      • Advisory activities · 4 to 5
        Jan 13, 2026 to Mar 19, 2026
      • Charity clients · 3 to 6
        Jan 13, 2026 to Mar 19, 2026
      • Corporate clients · 6 to 7
        Jan 13, 2026 to Mar 19, 2026
      • HNW clients · 95 to 233
        Jan 13, 2026 to Mar 19, 2026
      • Individual clients · 200 to 484
        Jan 13, 2026 to Mar 19, 2026
      • Pension plan clients · 3 to 8
        Jan 13, 2026 to Mar 19, 2026
      • Assets in custody · $2.2M to $2.3M
        Jan 13, 2026 to Mar 19, 2026
      • Employees · 6 to 28
        Jan 13, 2026 to Mar 19, 2026
      • Financial planning clients · to 26-50
        Jan 13, 2026 to Mar 19, 2026
      • State-registered IARs · 3 to 14
        Jan 13, 2026 to Mar 19, 2026
      • Other offices · 11 to 12
        Jan 13, 2026 to Mar 19, 2026
      • Discretionary RAUM · $408M to $962M
        Jan 13, 2026 to Mar 19, 2026
      • HNW RAUM · $301M to $752M
        Jan 13, 2026 to Mar 19, 2026
      • Individual RAUM · $57.0M to $136M
        Jan 13, 2026 to Mar 19, 2026
      • Non-discretionary RAUM · $363,532 to $392,543
        Jan 13, 2026 to Mar 19, 2026
      • Pension RAUM · $32.9M to $41.8M
        Jan 13, 2026 to Mar 19, 2026
      • RAUM · $409M to $962M
        Jan 13, 2026 to Mar 19, 2026
      • Assets in custody · unset to 2221492.0
        Jun 25, 2025 to Aug 1, 2025
      • Custody of client assets · false to true
        Jun 25, 2025 to Aug 1, 2025
      Signals
      12 dated events
      • 2 advisors left Wellspring Financial Partners (Tucson, AZ) for Parkwoods Wealth Partners, LLC on the same day
        Jul 8, 2026 · Team lift-out · derived
      • Parkwoods Wealth Partners, Llc reported RAUM $1.8B, up 86% from $961.9M (2026-05-01 to 2026-06-24)
        Jun 24, 2026 · RAUM change · derived
      • Parkwoods Wealth Partners, Llc reported 29 state-registered advisory representatives, up from 14 (2026-05-01 to 2026-06-24)
        Jun 24, 2026 · Advisor headcount change · derived
      • 2 advisors left Springwater Wealth Management, LLC (Lake Oswego, OR) for Parkwoods Wealth Partners, LLC on the same day
        Jun 10, 2026 · Team lift-out · derived
      • Parkwoods Wealth Partners, Llc reported RAUM $961.9M, up 135% from $408.6M (2026-01-13 to 2026-03-19)
        Mar 19, 2026 · RAUM change · derived
      • Parkwoods Wealth Partners, Llc reported 14 state-registered advisory representatives, up from 3 (2026-01-13 to 2026-03-19)
        Mar 19, 2026 · Advisor headcount change · derived
      • Shoreline Wealth Advisors's advisors moved to Parkwoods Wealth Partners, LLC (Carmel, IN): 6 of 6 registered, on the same day
        Dec 10, 2025 · Firm absorbed (people side) · derived
      • Fmf&E Wealth Management, LLC's advisors moved to Parkwoods Wealth Partners, LLC (Syracuse, NY): 3 of 3 registered, on the same day
        Sep 27, 2024 · Firm absorbed (people side) · derived
      • Parkwoods Wealth Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
        May 28, 2024 · Succession (Item 4) · fact
      • Neil Brian Hansen (Trustee) appeared on Schedule A of Parkwoods Wealth Partners, Llc
        May 28, 2024 · Control person joined · fact
      • Long Elizabeth Hansen (Trustee) appeared on Schedule A of Parkwoods Wealth Partners, Llc
        May 28, 2024 · Control person joined · fact
      • Parkwoods Wealth Partners, Llc filed its initial SEC registration (Form ADV)
        May 15, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      PARKWOODS.COMreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      (877) 278-2716reportedpublic record, Form ADV, Jul 2, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $61.6Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026