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RIA Intelligence
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Registered advisor
B•••••• M• M••••••••
Feed of 09/14/2026
At current firm
7 y
since Nov 1, 2018
In the industry
24 y
since Jul 10, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• F•••••••• E•••••• independent RIA currentsince Nov 1, 2018 · Costa Mesa, Ca
- E•••••• F•••••••• S•••••••• L•• formerAug 19, 2011 to Nov 1, 2018 · Fairfax, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 13, 2010 to Jul 18, 2011 · Santa Monica, Ca
- T• A••••••••• I••• formerApr 13, 2010 to Jul 18, 2011 · Los Angeles, Ca
- S•••••••• A••••••• L•• national BDAug 12, 2004 to Feb 21, 2009 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 18, 2011, registered Apr 13, 2010 (-461 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to E•••••• F•••••••• S•••••••• L••left Jul 18, 2011, registered Aug 19, 2011 (32 days) · Other
- S•••••••• A••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Feb 21, 2009, registered Apr 13, 2010 (416 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address