DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tien Cheek
Feed of 09/14/2026
Also filed as Tien Thuy Pham
At current firm
1 y
since Oct 10, 2024
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Oct 10, 2024 · Omaha, Ne
- D.A. Davidson & Co. independent RIASep 13, 2021 to Sep 19, 2024 · Omaha, Ne
- Fidelity Personal And Workplace Advisors formerFeb 4, 2021 to Aug 5, 2021 · Sun City, Az
- Charles Schwab & Co., Inc. national BDMay 23, 2020 to Nov 26, 2020 · Phoenix, Az
- Usaa Investment Services Company no RAUMOct 3, 2019 to May 24, 2020 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- D.A. Davidson & Co. to Charles Schwab & Co., Inc.left Sep 19, 2024, registered Oct 10, 2024 (21 days) · RIA to affiliated broker-dealer or bank
- Fidelity Personal And Workplace Advisors to D.A. Davidson & Co.left Aug 5, 2021, registered Sep 13, 2021 (39 days) · Affiliated broker-dealer or bank to independent RIA
- Charles Schwab & Co., Inc. to Fidelity Personal And Workplace Advisorsleft Nov 26, 2020, registered Feb 4, 2021 (70 days) · Affiliated broker-dealer or bank to another · moved with a team
- Usaa Investment Services Company to Charles Schwab & Co., Inc.left May 24, 2020, registered May 23, 2020 (-1 days) · corporate re-registration, not a move
Signals
- Tien Cheek left D.A. Davidson & Co. for Charles Schwab & Co., Inc. (registered 2024-10-10)Sep 19, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address