DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• P•••••• M•••••

C••• S••••• P•••••••BD affiliatedRoanoke, VaIA-onlyIAPD 4539274

Feed of 09/14/2026

Also filed as Bob Martin

At current firm

4 y

since Aug 29, 2022

In the industry

23 y

since May 23, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• S••••• P••••••• BD affiliated current
since Aug 29, 2022 · Roanoke, Va
D••••• H•••••• F•••••• • B••••• I••• former
Oct 17, 2019 to Aug 29, 2022 · Richmond, Va
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jan 15, 2013 to Aug 2, 2019 · Richmond, Va
S••••••• I••••••••• S•••••••• I••• former
May 27, 2003 to Nov 19, 2012 · Roanoke, Va

Moves

a registration end followed by a registration begin elsewhere

D••••• H•••••• F•••••• • B••••• I••• to C••• S••••• P•••••••
left Aug 29, 2022, registered Aug 29, 2022 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to D••••• H•••••• F•••••• • B••••• I•••
left Aug 2, 2019, registered Oct 17, 2019 (76 days) · Affiliated broker-dealer or bank to independent RIA
S••••••• I••••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Nov 19, 2012, registered Jan 15, 2013 (57 days) · Other

Signals

R••••• P•••••• M••••• left D••••• H•••••• F•••••• • B••••• I••• for C••• S••••• P••••••• (registered 2022-08-29)
Aug 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address