DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Registered advisor

A••••• A• D••••

I••••••••• W••••• C••••••• L••independent RIASan Diego, Ca dual registrantIAPD 4539750

Feed of 09/15/2026

Also filed as A••••• A• D••••

At current firm

3 y

since Mar 10, 2023

In the industry

11 y

since Feb 25, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/adrian-duran-mba-687301reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

I••••••••• W••••• C••••••• L•• independent RIA current
since Mar 10, 2023 · Greenwood Village, Co
C••••• A••••••• L•• former
Jan 13, 2022 to Oct 12, 2022 · Overland Park, Ks
C••••• A•••••• N••••••• L•• former
Jul 15, 2021 to Dec 23, 2021 · Minnetonka, Mn
C••••• A•••••• N••••••• L•• former
Jun 13, 2021 to Jun 25, 2021 · Greenwood Village, Co
C••••• A••••••• L•• former
Dec 4, 2017 to Jun 14, 2021 · Greenwood Village, Co
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Jun 20, 2016 to Nov 10, 2017 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

C••••• A••••••• L•• to I••••••••• W••••• C••••••• L••
left Oct 12, 2022, registered Mar 10, 2023 (149 days) · Affiliated broker-dealer or bank to independent RIA
C••••• A•••••• N••••••• L•• to C••••• A••••••• L••
left Dec 23, 2021, registered Jan 13, 2022 (21 days) · channel change inside one enterprise, not a move
C••••• A••••••• L•• to C••••• A•••••• N••••••• L••
left Jun 14, 2021, registered Jun 13, 2021 (-1 days) · channel change inside one enterprise, not a move
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to C••••• A••••••• L••
left Nov 10, 2017, registered Dec 4, 2017 (24 days) · Other

Signals

A••••• A• D•••• left C••••• A••••••• L•• for I••••••••• W••••• C••••••• L•• (registered 2023-03-10)
Oct 12, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address