RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• G••• B••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jul 11, 2022 · Belvidere, Il
- P•• W••••• M••••••••• BD affiliatedDec 1, 2020 to Jul 12, 2022 · Rockford, Il
- L•• F•••••••• L•• BD affiliatedSep 18, 2014 to Dec 22, 2020 · Normal, Il
- U••• B•••••• I••••••••• I••• formerOct 18, 2010 to Sep 19, 2014 · Normal, Il
- C••••• I••••••••• S••••••• L•• formerJul 6, 2006 to Sep 28, 2010 · Princeton, Il
- P•• W••••• M••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 12, 2022, registered Jul 11, 2022 (-1 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to P•• W••••• M•••••••••left Dec 22, 2020, registered Dec 1, 2020 (-21 days) · Affiliated broker-dealer or bank to another
- U••• B•••••• I••••••••• I••• to L•• F•••••••• L••left Sep 19, 2014, registered Sep 18, 2014 (-1 days) · Other
- C••••• I••••••••• S••••••• L•• to U••• B•••••• I••••••••• I•••left Sep 28, 2010, registered Oct 18, 2010 (20 days) · Other
- S•••• G••• B•••• left P•• W••••• M••••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-07-11)Jul 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address