RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• A•••• J•••••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Dec 1, 2025 · Plymouth, Mn
- O•••• W•••••• I••• BD affiliatedJan 19, 2024 to Dec 3, 2025 · Carmel, In
- W••••••• F•••••••• S•••••••• I••• formerMar 3, 2017 to Jan 19, 2024 · Carmel, In
- M•• F•••••••• S•••••••• I••• formerJan 2, 2015 to Mar 6, 2017 · Indianapolis, In
- N•• E•••••• S••••••••• C••••••••• formerSep 14, 2005 to Jan 2, 2015 · Indianapolis, In
- O•••• W•••••• I••• to W••••• E••••••••• A••••••• S•••••••• L••left Dec 3, 2025, registered Dec 1, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Mar 6, 2017, registered Mar 3, 2017 (-3 days) · Other
- N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
- T•••••• A•••• J••••••• left O•••• W•••••• I••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-12-01)Dec 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address