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Registered advisor
D••••• L••• P•••••••
Feed of 09/15/2026
Also filed as D••••• L••• Masek
At current firm
7 y
since Feb 1, 2019
In the industry
24 y
since Aug 12, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Feb 1, 2019 · Flower Mound, Tx
- I••••••••• F•••••••• P••••••• BD affiliatedDec 17, 2015 to Jun 14, 2019 · Flower Mound, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 3, 2007 to Dec 18, 2015 · Flower Mound, Tx
- A• G• E•••••• • S•••• I••• unclassifiedMay 22, 2003 to Aug 9, 2007 · Flower Mound, Tx
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• F•••••••• P••••••• to P•••••• A•••••• G••••• L••left Jun 14, 2019, registered Feb 1, 2019 (-133 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to I••••••••• F•••••••• P•••••••left Dec 18, 2015, registered Dec 17, 2015 (-1 days) · Other
- A• G• E•••••• • S•••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 9, 2007, registered Aug 3, 2007 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address