RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• B•••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 29, 2026 · Cleveland, Oh
- H••••••••• F•••••••• A••••••• BD affiliated currentsince May 10, 2023 · Cleveland, Oh
- K•• I••••••••• S••••••• L•• BD affiliatedFeb 1, 2010 to Apr 28, 2023 · Cleveland, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedNov 16, 2007 to Jan 7, 2010 · Willoughby, Oh
- N•••••• I••••••••• I••• unclassifiedJun 7, 2006 to Nov 13, 2007 · Beechwood, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDApr 10, 2006 to May 17, 2006 · Pepper Pike, Oh
- A••••••••• A•••••• S•••••••• I••• unclassifiedAug 27, 2004 to Jan 19, 2006 · Cleveland, Oh
- F•••••• B•••• W••••• L•• unclassifiedJan 13, 2003 to Apr 21, 2004 · Beachwood, Oh
- K•• I••••••••• S••••••• L•• to H••••••••• F•••••••• A•••••••left Apr 28, 2023, registered May 10, 2023 (12 days) · Affiliated broker-dealer or bank to another · moved with a team
- F•••• T•••• S••••••••• I••• to K•• I••••••••• S••••••• L••left Jan 7, 2010, registered Feb 1, 2010 (25 days) · Other
- N•••••• I••••••••• I••• to F•••• T•••• S••••••••• I•••left Nov 13, 2007, registered Nov 16, 2007 (3 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to N•••••• I••••••••• I•••left May 17, 2006, registered Jun 7, 2006 (21 days) · Other
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jan 19, 2006, registered Apr 10, 2006 (81 days) · Other
- F•••••• B•••• W••••• L•• to A••••••••• A•••••• S•••••••• I•••left Apr 21, 2004, registered Aug 27, 2004 (128 days) · Other
- W•••••• B••••••• left K•• I••••••••• S••••••• L•• for H••••••••• F•••••••• A••••••• (registered 2023-05-10)Apr 28, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address