RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• B•••• D••••
- R•• A•••••••• L•• independent RIA currentsince Sep 12, 2025 · Vestavia Hills, Al
- E•••••• F•••••••• E•••••• independent RIANov 30, 2016 to Oct 13, 2025 · Oklahoma City, Ok
- F•••••••• E•••••• A•••••• C•••••• L•• formerOct 3, 2016 to Nov 30, 2016 · Oklahoma City, Ok
- T•• M••••• F••• S•••• unclassifiedJan 3, 2006 to Oct 24, 2016 · Oklahoma City, Ok
- Q•••••• A•••• M••••••••• I••• formerJan 10, 2005 to Nov 30, 2005 · Noble, Ok
- Q•••••• C•••••• C••••••••• unclassifiedAug 21, 2003 to Nov 30, 2005 · Noble, Ok
- E•••••• F•••••••• E•••••• to R•• A•••••••• L••left Oct 13, 2025, registered Sep 12, 2025 (-31 days) · RIA to RIA
- F•••••••• E•••••• A•••••• C•••••• L•• to E•••••• F•••••••• E••••••left Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- T•• M••••• F••• S•••• to F•••••••• E•••••• A•••••• C•••••• L••left Oct 24, 2016, registered Oct 3, 2016 (-21 days) · Other
- Q•••••• A•••• M••••••••• I••• to T•• M••••• F••• S••••left Nov 30, 2005, registered Jan 3, 2006 (34 days) · Other
- Q•••••• C•••••• C••••••••• to Q•••••• A•••• M••••••••• I•••left Nov 30, 2005, registered Jan 10, 2005 (-324 days) · Other
- J•••• B•••• D•••• left E•••••• F•••••••• E•••••• for R•• A•••••••• L•• (registered 2025-09-12)Oct 13, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address